As an executive, you spend your time and energy between the office and home, with little to spare. You know your personal portfolio deserves that same level of dedication and high-level thought. As your partner, our goal is to guide you – confidently – along the most direct path to your financial objectives.

Between the demands of leading your company and the complex nature of your personal finances, it’s only natural to want to ensure your assets are in order and working as hard as you do. So we’ve created an efficient, consultative process to evaluate your case individually and tailor holistic strategies around your specific circumstances.

We understand the challenges you face, such as finding techniques for concentrated stock positions and strategies designed with a goal to protect your family and your legacy. Our experience extends to all types of executive transactions, equity-based compensation, company trading policies, and regulatory requirements that impact transactions in company stock. We offer personalized guidance on these important issues and more – allowing you to focus on what matters most.

Services Include

• Executive Transactions
• Employee Stock Ownership Plans (ESOPs)
• Cashless Stock Option Exercises
• Rule 144 Executions
• 10b5-1 Sales Plans
• Hedging and Monetization for Concentrated Equity Positions
  
• Insurance & Annuities
• Tax Planning
• Estate Planning
• Charitable Giving
• Risk Management

LPL Financial and its advisors do not offer tax advice. You should discuss any tax matters with the appropriate professional.

Find the straightest path toward your goals with strategies custom-made for executives.